LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Choon, Yew Khee 秦耀奇	44	M	AFR464	RO	2008-11-20	2013-11-01
2	Creighton, Antony John		M	ALP566	RO	2014-01-03
3	Prugue, Robert Andrew		M	AQZ744	RO	2008-11-20	2018-02-28

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