Harbert Asian Fund Advisors, Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Liu, Frederick Thomas		M	AMJ860	RO	2011-08-24	2015-06-13
2	Pouleur, Jean-Hubert Claude		M	ALV071	RO	2011-08-24	2015-06-13

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