Chariot Capital Management Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Cheung, Florence Sze Mei 張斯美		F	AFS329	RO	2014-03-07	2023-06-01
2	Shum, Anita Kit Lan 沈潔蘭	53	F	AFC592	RO	2014-03-07	2023-06-01

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