AUSPICIOUS CAPITAL MANAGEMENT LIMITED 喜兆資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Shiba, Tsuyoshi 司馬毅			ANE160	RO	2013-11-22	2014-07-06
2	Wang, Chuang (SFC:AYM559) 王闖			AYM559	RO	2013-11-22

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