MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Antos, James R M AIR845 Rep 2009-10-12 2015-12-14
2 Anzai, Takehiro M AZJ383 Rep 2013-09-02 2019-06-13
3 Atkinson, Neil David M AVL149 Rep 2010-07-22 2017-07-04
4 Awanohara, Naoko 栗野原名緒子 AWE541 Rep 2010-11-02 2014-10-28
5 Bayford, Neil Christopher M AZD631 Rep 2012-04-02 2021-04-28
6 Chan, Andrew Shingfun 陳盛勳 M AMC389 Rep 2011-07-25 2016-10-28
7 Chan, Elgin Hiang Wei 曾憲偉 AOV932 Rep 2010-06-23 2018-12-05
8 Chan, Keith Kam 陳錦富 M AXG331 Rep 2011-12-22 2015-01-30
9 Chan, Shui King 陳瑞經 AVT441 Rep 2010-08-27 2014-06-13
10 Chan, Stephen Shek Kei 陳碩基 M AJE088 Rep 2006-09-15 2015-04-28
11 Chan, Tsz Hon (SFC:ANW417) 陳子漢 ANW417 Rep 2013-06-26 2014-06-15
12 Chan, Yen Ping 曾彥彬 AZD626 Rep 2012-03-14 2014-12-17
13 Chang, Yu-Ling 張育菱 AYG335 Rep 2011-10-19 2014-09-12
14 Chen, Alan Bing M AEH768 RO 2010-06-14 2014-03-10
15 Chen, Yung-hao 陳永豪 AWC264 Rep 2013-05-06 2018-06-01
16 Cheng, Dickson 鄭迪舜 44 M AGP527 RO 2008-12-16 2016-08-12
17 Cheung, Cherry Chi Wing 張芷穎 F AWO028 Rep 2010-12-24 2015-11-30
18 Cho, Ichio 張一歐 AWE957 Rep 2010-11-05 2017-04-07
19 Chung, Siu Hong 鍾兆康 AII237 Rep 2012-05-16 2014-04-24
20 Connery, Anthony Sean (SFC:AXV752) M AXV752 RO 2012-07-30 2020-09-30
21 Davis, Bernard Steven M AWZ387 Rep 2011-11-22 2019-01-15
22 Farman, Daniel Noel George M ARN747 Rep 2013-01-03 2015-07-30
23 Fong, Ada Wai Yin 方慧賢 F AMU659 Rep 2007-02-12 2015-04-15
24 Hanaya, Takeru 花屋武 BBS846 Rep 2013-08-16 2015-04-17
25 Hashimoto, Yoshihiro M BCH676 Rep 2013-11-20
26 Hayashi, Akifumi M BAL556 Rep 2013-09-13 2017-10-18
27 Hayashi, Rie BAW621 Rep 2013-10-07 2016-03-31
28 Heung, May Yin 香美賢 F AOT605 Rep 2013-11-22 2020-11-26
29 Hirata, Rie 平田理惠 BBB199 Rep 2013-04-03 2020-12-31
30 Hironaka, Yu 弘中雄 BBD159 Rep 2013-04-17 2016-03-07
31 Ho, Richard Lai Hong 何麗康 56 M BBS632 Rep 2013-08-16 2015-06-29
32 Hori, Yusuke BAE890 Rep 2013-09-13
33 Hosaka, Yuya BBD362 Rep 2013-04-17 2015-05-09
34 Hui, Ole Hiu Tung 許曉東 ARR518 Rep 2011-08-11 2015-06-11
35 Iwasa, Shinsuke AMP190 Rep 2013-09-13 2022-08-29
36 Jin, Zengxiang 金增祥 ARO631 Rep 2011-07-13 2016-11-02
37 Kaneshige, Hirou 金重博宇 ARD681 Rep 2011-12-16 2025-09-19
38 Kao, Ying Tung 郭楹楝 ABF327 Rep 2014-06-16
39 Kavanagh, Ruvann John M ARW149 Rep 2011-04-26 2019-09-17
40 Kawashima, Hideyuki AXF554 RO 2011-08-10 2014-04-23
41 Kawauchi, Eijiro AST137 RO 2010-11-10 2015-04-28
42 Kayama, Hitoshi 香山仁 AHQ974 RO 2009-01-05 2015-03-23
43 Kikuchi, Masatoshi BAG217 Rep 2013-09-19
44 Kim, Ivy Kang F AUQ300 Rep 2011-05-03 2014-05-15
45 Kim, Jong Kuk 金鍾局 AFC107 RO 2012-07-20 2017-07-24
46 Kim, Ki Soo AFJ899 Rep 2010-11-23 2015-09-11
47 Kitaoka, Tomochika AMM472 Rep 2013-10-03 2017-12-31
48 Ko, Yuen Na 高遠娜 BBE953 Rep 2013-05-02 2014-07-17
49 Koyama, Takeshi M BAL421 Rep 2013-09-16
50 Kunieda, Satoru BAE888 Rep 2013-09-19 2014-01-29
51 Lam, King Sau (SFC:BAI839) 林勁秀 BAI839 Rep 2012-11-01 2017-05-05
52 Lau, Kelvin Siu Ki 劉紹基 M AAW465 RO 2009-03-03 2016-05-24
53 Lee, Seunghwan 李承桓 AYA209 Rep 2011-09-14 2023-06-06
54 Lee, Yick Chung 李易聰 AEE525 Rep 2013-01-21
55 Leung, Jason Chak Hay 梁澤熹 M AQJ874 Rep 2012-05-22 2021-05-10
56 Leung, Wai Nam 梁偉南 AGH932 RO 2008-11-03 2016-06-22
57 Li, Edwin Chun Yeung 李振揚 M BCG370 Rep 2013-11-13 2014-02-04
58 Lo, Loretta Shuk Yan 羅淑茵 F AMI340 Rep 2013-10-25 2019-11-05
59 Lo, Ming Hung 盧銘雄 ADY707 Rep 2013-07-17 2020-11-26
60 Luk, Yin Wang 陸彥泓 AMS602 Rep 2010-12-15 2017-12-06
61 Ma, Hon Kin 馬漢堅 AQS325 Rep 2011-06-15 2018-03-02
62 Matsunaga, Seiichi ALN981 Rep 2006-03-31 2014-02-07
63 Matsuo, Hidetaku 松尾秀拓 AZL647 Rep 2012-05-14 2016-08-24
64 McWilliam, Paul David (SFC:ATR977) M ATR977 RO 2011-11-15 2015-10-16
65 Miura, Yutaka BBI890 Rep 2013-09-18
66 Miyaoka, Seiichiro BBI892 RO 2013-07-12 2016-04-01
67 Moon, Jung Hye AXP431 Rep 2011-07-11 2017-05-23
68 Nomoto, Masayuki AXA146 RO 2012-08-09 2015-04-15
69 Okubo, Takao BBK700 RO 2013-08-16 2016-04-15
70 Osade, Yohei BBH613 Rep 2013-07-05 2023-03-31
71 Otani, Tomono 大谷知乃 AIT881 Rep 2007-07-31 2020-11-26
72 Park, Charles Chansik M AME470 Rep 2010-08-16 2014-05-14
73 Pelham, Miles Christian 35 M APL696 Rep 2013-09-05 2017-11-30
74 Peng, Szu-Wei 彭思瑋 AOZ126 Rep 2013-02-15 2015-03-28
75 Pereira, Kevin Edmond M AML699 RO 2011-01-13 2014-07-09
76 Pervez, Ahsan (SFC:AJO361) AJO361 Rep 2013-07-02 2015-01-30
77 Prescott, Lewis Edward M AOQ772 Rep 2013-07-29 2014-06-12
78 Reade, Mark Donald M BCC920 Rep 2013-11-15
79 Rowe, Damian Marcus M ASH901 Rep 2013-08-20 2014-05-20
80 Ryu, Tantan AQQ257 Rep 2013-08-02 2015-08-31
81 Sakaguchi, Tairiku BAG216 Rep 2013-10-03
82 Sakurada, Junji BAL557 Rep 2013-09-13 2015-06-02
83 Sato, Teruyuki ARW179 RO 2009-09-03 2014-01-30
84 Sato, Wakako BBI874 Rep 2013-09-19 2019-03-27
85 See, Eric Wee Phing 施威斌 M AQU543 Rep 2010-03-09 2014-08-11
86 Shen, Jian Guang 沈建光 APV792 RO 2012-09-18 2018-07-25
87 Shimada, Shunsuke AUH908 Rep 2009-12-08 2014-03-31
88 Shum, Anthony Chi-chung 岑志中 M AFR216 Rep 2012-10-22 2016-02-01
89 Shuto, Takashi AUT376 Rep 2010-02-23 2015-04-10
90 Skeet, Kevin Ewart M AXH409 Rep 2011-06-08 2021-04-21
91 Sugibuchi, Hitoshi AFV308 Rep 2014-10-10
92 Sugiura, Seiji ALN453 Rep 2013-09-16 2014-03-03
93 Suzuki, Hiroyuki (SFC:BBV019) M BBV019 Rep 2013-09-13 2024-06-28
94 Szeto, Yuen Yee 司徒婉儀 ANJ402 Rep 2006-05-10
95 Takahashi, Kei AOQ614 Rep 2013-09-18 2017-11-18
96 Tanaka, Eiji 田中榮治 AQY208 Rep 2010-08-18 2014-09-07
97 Tanaka, Hiroshi (SFC:BAF821) M BAF821 Rep 2013-09-13
98 Tang, Peter Jee Ho 鄧志豪 M ACP853 Rep 2010-02-01 2017-10-17
99 Toba, Toshihiko 鳥羽俊彥 AXK330 RO 2013-10-22 2016-04-15
100 Tong, Frances Yao 童謠 F BBP906 Rep 2013-07-22 2014-05-16
101 Truelove, Keith Alan M AWF626 Rep 2013-09-16 2015-10-31
102 Tsang, Chi Kit 曾志傑 32 M ANU401 Rep 2006-10-13 2015-01-30
103 Tse, Sze Ming 謝思明 ALR679 Rep 2009-01-13 2014-10-29
104 Tso, Yam Fan 曹音凡 AWZ404 Rep 2013-10-18 2014-06-16
105 Ujihara, Yoshihiro M BBP909 Rep 2013-09-19 2020-03-13
106 Wakae, Masanori BBB065 Rep 2013-09-13 2022-09-01
107 Wakimoto, Hiroyuki 脇本博之 AZV012 Rep 2012-07-03 2017-02-28
108 Wang, Jin (SFC:BAD901) 王瑾 BAD901 Rep 2012-09-12 2014-07-04
109 Ward, Simon Anthony (SFC:BBQ753) M BBQ753 Rep 2013-07-31
110 Watanabe, Hidekatsu BAP098 Rep 2013-09-18
111 Wong, Benny Wing Pan 黃穎斌 M AQO246 Rep 2008-02-28 2020-07-30
112 Wong, Kwok Keung (SFC:ACC472) 汪國強 ACC472 Rep 2011-08-29 2014-06-06
113 Yabumoto, Yusuke BAZ169 Rep 2013-09-18 2016-08-31
114 Yamashita, Hajime BBP359 Rep 2013-07-16 2014-05-19
115 Yau, Hiu Na 邱曉娜 APY321 Rep 2007-11-19 2014-06-13
116 Yeo, Jeremy Wei-Min 楊偉民 M AXS670 Rep 2011-08-01 2018-08-20
117 Yim, Christopher Seeching 嚴司政 M AWP270 Rep 2011-01-05 2015-08-23
118 Yoshida, Atsushi BAE887 Rep 2013-09-13
119 Yoshida, Kengo 吉田劍悟 AVP035 Rep 2010-08-02 2018-10-31
120 Yuan, Chengwei 袁誠尉 BCC922 Rep 2013-10-25 2015-03-06
121 Zhang, Xiaoshi 張笑石 AYN539 Rep 2013-06-14 2015-06-10
122 Zhou, Yifeng (SFC:AVD686) 周一楓 AVD686 Rep 2013-11-05 2015-06-02

Copyright & disclaimer, Privacy policy

Back to top