BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Cheng, William Wai Fai 鄭偉輝		M	ACI097	RO	2013-11-29	2016-10-01
2	Kwan, Suk Yee 關淑儀			BBU509	RO	2013-11-29	2022-07-25

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