Ascent Capital Advisors Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Greenberg, Eric Scott		M	ANQ288	RO	2013-11-08
2	Maloy, Arthur Chong Wah 馬忠樺		M	ARJ093	RO	2013-11-08	2022-03-07

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