KKR CAPITAL MARKETS ASIA LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Chiu, Clifford King 邱令智	55	M	AEU889	RO	2009-10-22	2014-04-11
2	Chung, Rex Richard Kyuchang		M	AEI990	RO	2009-10-22	2015-12-31
3	Ho, Stanley Yaun 何仁		M	AGA624	RO	2010-12-08	2021-07-21
4	Xiong, Tao (SFC:AMI069) 熊濤			AMI069	Rep	2010-08-09	2014-01-01
5	Yang, Sharon 楊姍		F	AUX301	Rep	2010-04-23	2017-10-01

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