Mesirow Financial Hong Kong, Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Ali, Mujtaba Syed			AOE776	RO	2012-06-05
2	Lee, Chae Joo			BBF576	Rep	2013-05-07	2014-11-12
3	Littmann, Edward Raymond		M	AYU360	RO	2012-06-05	2017-03-23
4	McCarthy, Alex Joseph			AYU464	Rep	2013-03-27	2013-06-28
5	Meyer, Linda Willey		F	AYU359	RO	2012-06-05	2014-04-16

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