Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Lee, Yui 李銳			ANZ814	RO	2013-01-07	2015-11-06
2	Shen, Hua (SFC:AOT416) 沈華	43	M	AOT416	RO	2012-08-06	2016-02-14
3	Xu, Junbin 徐軍斌			AZP318	RO	2012-08-06	2015-09-11

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