Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Du, Dan (SFC:AOT340) 杜丹			AOT340	RO	2012-12-27	2018-03-22
2	Qi, Jue 齊覺			AQS185	RO	2013-01-29	2015-05-08

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