D. YAU AND COMPANY LIMITED 達優顧問有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Chan, Sin Yu 陳善如			AZQ772	Rep	2012-07-11	2013-06-24
2	Tang, Yuk Foon 鄧玉歡			ALL305	RO	2009-03-13
3	Yau, David Tak Cheung 游德祥		M	AAI815	RO	2004-08-13

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