North Asia Strategic Advisors

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Chow, Savio Sing Nam 周勝南	56	M	AHU520	RO	2011-12-23	2013-12-02
2	Smith, Dennis Michael (SFC:AFI982)		M	AFI982	RO	2012-02-15	2013-12-02
3	Tan, Tee Ween			ARG856	RO	2010-01-08	2013-12-02

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