EXCELSIOR CAPITAL ASIA (HK) LIMITED 溢盛亞洲投資管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Lawrence, Gary Martin		M	ACP336	RO		2025-11-03
2	Yang, John Kin Ping 楊建平		M	ADR897	RO	2012-03-30

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