DRAGON CAPITAL MANAGEMENT (HK) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Leung, Maria Shuk Man 梁淑敏		F	ANA145	RO	2008-01-28	2024-08-01
2	Nguyen, Tung Kim			AQE677	RO	2008-01-28	2009-06-01
3	Ryder, Raymond Peter		M	AQE676	RO	2008-01-28	2010-08-16
4	Scriven, Dominic Timothy Charles	49	M	AAI329	RO	2010-08-13

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