CN CAPITAL MANAGEMENT LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Chan, George Yee Lee 陳義理	55	M	ALG050	RO	2010-06-01
2	Fok, Cho Kit 霍祖傑			AGJ003	Rep	2010-06-01	2017-06-17
3	Ng, Stephen Wing Leung 吳永亮		M	AFQ411	RO	2010-06-01

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