BlackRock (Hong Kong) Limited (d2017-01-20) 貝萊德(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Agarwal, Vishal (SFC:AQM860)		M	AQM860	Rep	2011-07-21	2014-12-31
2	Allonby, Poppy	36	F	AWZ588	Rep	2012-09-07	2012-10-07
3	Aoyama, Yoshihiko			AZT327	Rep	2012-07-11	2014-12-31
4	Brady, Mark Joseph		M	ARQ480	Rep	2010-03-30	2014-12-31
5	Brailey, Simon Geoffrey		M	AVD351	Rep	2011-06-28	2013-08-05
6	Carreon, Rowena Tan			APR874	Rep	2011-08-09	2014-12-31
7	Chan, Alexander Kin Yung 陳健勇		M	AXD986	Rep	2011-04-20	2014-12-31
8	Chan, Anthony (SFC:AOW801) 陳團團		M	AOW801	Rep	2010-02-17	2013-06-01
9	Chan, Chi Man (SFC:AVA790) 陳志雯			AVA790	Rep	2010-04-29	2014-02-14
10	Chan, Clarence Choon Wei		M	AVW223	Rep	2010-09-21	2013-11-07
11	Chan, Kin Wai (SFC:AVD399) 陳健威			AVD399	Rep	2010-05-10	2013-06-29
12	Chan, Tsz Kwan (SFC:APF801) 陳芷筠			APF801	Rep	2010-11-11	2014-12-31
13	Chan, Wei See 陳瑋思			ARU693	Rep	2008-10-29	2014-12-31
14	Chan, Wing Hei (SFC:BAB043) 陳永熙			BAB043	Rep	2012-08-14	2014-12-31
15	Chau, Ching Ha 周靜霞			APF193	Rep	2010-08-12	2014-12-31
16	Chen, Lisa Yi Chun 陳怡君		F	ANQ944	Rep	2012-04-20	2014-05-17
17	Cheung, Clarice Bonita 張岸澄			ATT086	Rep	2011-06-23	2014-03-07
18	Cheung, Desmond Ka Chun 張嘉駿		M	ATO779	Rep	2012-09-07	2012-10-07
19	Cheung, Vincent Chee Him 張子謙		M	AWV265	Rep	2011-02-25	2014-12-31
20	Chi, Christa 齊薇			AUA253	Rep	2012-08-03	2013-05-16
21	Choegyal, Rinchen Harry Charles 孔力			BAE535	Rep	2012-09-17	2014-12-31
22	Choi, Janice Su Yun 蔡絮因		F	AMN768	Rep	2008-08-13	2013-07-13
23	Chow, Wai Kwong 周偉光			ANP432	Rep	2006-10-03	2014-12-31
24	Chow, Wing To 周穎淘			AWP278	Rep	2011-01-11	2014-05-24
25	Chuah, Hong Leng 蔡鴻齡			AXD735	Rep	2011-05-13	2014-06-05
26	Colvin, Matthew Hunter Richter		M	AXK259	Rep	2011-07-06	2014-12-31
27	Crabb, Joshua Blaise		M	AHF689	Rep	2007-09-14	2014-07-02
28	Desmidt, Marc Bovell Paul	47	M	ACP019	RO	2010-11-04	2014-12-31
29	Dong, Mei 董梅			AUX150	Rep	2010-03-25	2014-12-31
30	Fok, Ho Wah 霍浩華			AVQ212	Rep	2010-08-04	2014-12-31
31	Fung, Chor Wai 馮楚惠			ARN728	Rep	2010-08-12	2014-03-07
32	Fung, Paak Khui 馮百駒			APZ423	Rep	2007-11-16	2013-11-27
33	Garland, Benjamin Howard		M	AVA789	Rep	2010-04-23	2014-12-31
34	Gondard, Gabriel Robert		M	AYD279	Rep	2011-09-30	2014-12-31
35	Good, Nicholas Michael Whateley		M	AQD144	RO	2010-05-20	2014-01-30
36	Ho, Holly Yuen Kiu 何宛翹		F	ARO691	Rep	2011-05-12	2014-06-21
37	Hsia, Colleen Chia 夏嘉敏			AVR067	Rep	2010-08-17	2014-12-31
38	Hsieh, Jenny Yee-Sun 謝宜珊		F	ADK141	Rep	2011-10-24	2014-12-31
39	Hsieh, Tiffany 謝宛芝		F	ATT782	Rep	2010-03-23	2014-12-31
40	Hsu, David Ka Leung (SFC:AGU753) 許嘉良		M	AGU753	Rep	2011-06-23	2014-12-31
41	Hu, Mei (SFC:AXV217) 胡玫			AXV217	Rep	2012-09-07	2013-06-16
42	Hull, Stephen Beattie		M	AZB042	Rep	2012-02-23	2014-12-31
43	Ji, Bing (SFC:AFY976) 紀冰			AFY976	Rep	2008-05-28	2014-12-31
44	Kaiser, Stefan			AZO571	Rep	2012-06-07	2014-12-31
45	Kao, Cheng-hui 高正輝			ALB059	Rep	2010-01-18	2014-12-31
46	Kautzky, Christina Marie (SFC:AXT655)		F	AXT655	Rep	2011-08-08	2014-12-31
47	Kim, Joel			AIL394	Rep	2011-11-28	2014-12-31
48	Kim, Sam Yong Sang			BAB171	Rep	2012-08-16	2013-12-19
49	Kuroda, Masao			BAE308	Rep	2012-09-12	2013-07-13
50	Kwok, Man Sin 郭文倩			AYJ714	Rep	2011-11-09	2014-12-31
51	Kwok, Rowena Yin Ting 郭燕婷		F	AOA972	Rep	2012-09-24	2014-12-31
52	Kwon, Haejo 權慧祚			APW240	Rep	2012-05-08	2014-12-31
53	Lam, Chi Kwan (SFC:AGA429) 林志坤			AGA429	Rep	2009-02-02	2014-01-06
54	Lam, Elaine Yuen Ling 林宛玲		F	AQZ588	Rep	2008-05-07	2014-08-06
55	Lam, Kelly Kar Yee 林嘉儀		F	APG511	Rep	2007-07-17	2014-12-31
56	Lapidous, Dmitri			BAB173	Rep	2012-08-15	2014-07-26
57	Lee, Alfred Lap Tak 李立德		M	AUQ739	Rep	2010-02-03	2014-12-31
58	Lee, Christopher Shawn		M	AWK042	Rep	2010-12-02	2014-10-10
59	Lee, Deborah Wai Chung 李慧中		F	AFY974	Rep	2010-05-06	2013-12-13
60	Lee, Fanny Yuk Lai 李玉麗		F	AFX602	Rep	2011-07-12	2014-12-31
61	Lee, Wai Lun (SFC:APA626) 李偉倫			APA626	Rep	2007-07-23	2014-12-31
62	Lenton, James Christopher		M	AZC997	Rep	2012-04-10	2014-12-31
63	Leung, Alethea Chi Wing 梁之穎		F	ATH309	Rep	2009-08-10	2014-12-31
64	Leung, Boe Yu Bonnie 梁葆瑜			AZS024	Rep	2012-06-20	2014-12-31
65	Leung, Shirley Jane		F	AQH458	RO	2010-04-28	2014-12-31
66	Lo, Kathleen Oikay 盧藹琪		F	AJN777	Rep	2011-09-05	2013-06-29
67	Ma, Chrisie Wai Sze 馬慧詩			ATW866	Rep	2011-07-12	2013-10-25
68	Martisek, Peter (SFC:AXR832)		M	AXR832	Rep	2012-09-07	2014-12-31
69	McCombe, Mark Seumas 馬凱博	46	M	AOW877	RO	2012-01-17	2014-12-31
70	McDougall, Alexander Henry		M	AWH550	Rep	2010-11-18	2013-02-18
71	Ning, Jing (SFC:APB398) 宁靜			APB398	Rep	2008-02-25	2013-07-20
72	Pacini, Joseph Metcalfe		M	AZD514	Rep	2012-03-14	2014-09-02
73	Park, Jung Mi 朴貞美			AWL531	Rep	2010-12-16	2013-06-10
74	Pelant, Heather Leigh			BAE886	Rep	2012-09-20	2014-06-14
75	Pun, Marcella Yun Mei 潘恩美			AFU332	Rep	2011-02-24	2014-12-31
76	Pun, Winnie Wing Nin 潘詠年		F	AAK003	RO	2006-09-30	2014-12-31
77	Rodrigues, Mark William		M	ANE832	Rep	2011-09-12	2014-03-14
78	Sham, Hans Ho Lun 沈浩崘		M	AUX151	Rep	2010-03-24	2014-12-31
79	Shen, Han-Yu 沈涵宇			AZT136	Rep	2012-06-26	2014-12-31
80	Shen, Wenting 沈文婷			AWI982	Rep	2010-11-24	2014-12-31
81	Shen, Yiqian 沈亦潜			ASZ667	Rep	2010-02-17	2014-05-10
82	Singh, Suresh Kumar (SFC:AXY243)		M	AXY243	Rep	2011-08-29	2014-12-31
83	Song, Frank		M	AXK328	Rep	2011-06-09	2014-12-31
84	Su, Wen (SFC:ATO953) 蘇文			ATO953	Rep	2012-08-03	2014-07-12
85	Sung, Chang Hwan 成昌桓			AWI986	Rep	2010-11-25	2014-03-06
86	Swan, Andrew Warren		M	ALI156	RO	2012-01-04	2014-12-31
87	Swarbreck, Peter William		M	ANW415	RO	2007-02-05	2013-01-01
88	Swift, Anthony Nicholas		M	AWH857	Rep	2010-11-16	2014-12-31
89	Sze, Lam Lam 施琳琳			AQR414	Rep	2012-04-11	2013-01-01
90	Terashima, Manami			AYN989	Rep	2011-12-01	2012-11-03
91	Ting, Kathleen 丁嘉盈		F	AZQ248	Rep	2012-06-06	2014-12-31
92	Tsui, Erwin Wai Hin 徐尉軒		M	AZR721	Rep	2012-06-19	2014-06-14
93	Tu, Chao Hsiang 凃朝翔			ATS669	Rep	2009-10-29	2014-12-31
94	Tyndall, Fiona Bronwyn		F	AZK723	Rep	2012-05-10	2012-11-22
95	Weatherston, Alan Robert		M	ALU612	Rep	2010-12-30	2014-01-09
96	Welch, Lionel Peter Howard		M	AOY780	Rep	2012-02-22	2014-05-29
97	Weller, Neil Thomas		M	AXD733	Rep	2011-04-20	2013-09-01
98	Wells, Steven Peter		M	AWS034	Rep	2011-01-27	2014-12-31
99	Whiitlock, Christopher Peter		M	AXW254	Rep	2011-08-17	2014-07-02
100	Wong, Mau Ying 黃繆贏			AWN369	Rep	2011-05-09	2014-12-31
101	Xu, Kali Laura 徐卡麗			ATB615	Rep	2010-02-17	2013-01-01
102	Yamamuro, Tomoatsu			AXZ964	Rep	2011-10-03	2013-02-16
103	Yanagihara, Jason Chikara		M	AZV055	Rep	2012-07-11	2014-12-18
104	Yang, Clarence		M	AWN419	Rep	2011-01-04	2014-12-31
105	Yang, Zhan (SFC:AXR824) 楊戰			AXR824	Rep	2012-09-10	2014-12-31
106	Yao, Angelina See Mun 姚思敏		F	AJD521	Rep	2010-04-14	2014-06-24
107	Yau, Siu Fung 游少鳳			AYR255	Rep	2012-01-04	2014-12-31
108	Yilmaz, Erkan (SFC:ARB827)			ARB827	Rep	2010-08-30	2014-12-31
109	Ying, Dan Yung 應丹蓉			AOK932	Rep	2011-03-08	2014-12-31
110	Yu, Paul Bo 于博		M	AXT654	Rep	2011-08-10	2014-12-31
111	Yuen, Curtis Chun Yiu 袁焌耀		M	AXH949	Rep	2011-05-25	2014-12-31
112	Yung, Johnnie Ka Sing 翁嘉升		M	AUV614	Rep	2010-07-15	2014-12-31
113	Zhang, Yuqing (SFC:BAB872) 張宇青			BAB872	Rep	2012-08-22	2014-12-31
114	Zhao, Chenxi (SFC:AZJ511) 趙晨希			AZJ511	Rep	2012-04-27	2014-12-31
115	Zhao, Wei Peng 趙偉鵬			AXD832	Rep	2011-04-19	2014-12-31
116	Zhu, Sandy Yang			BAB047	Rep	2012-08-13	2013-08-05

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