BlueBay Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Shin, Hee Jai 申熙才			AXT587	Rep	2011-12-16	2012-08-10
2	Wan, Charmian Shu Mong 溫紓望		F	AXM230	RO	2011-12-13	2013-11-30

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