Yuanta Financial (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Kim, Ju Young (SFC:APO902) 金周永 APO902 RO 2011-12-23 2013-03-15
2 Lee, Ha Yan 李海岩 AUS843 Rep 2010-02-23 2012-08-18
3 Yang, Seok Mo AWY705 Rep 2011-04-01 2013-11-08
4 Yoon, Dong Hyuk AOJ335 RO 2010-05-27 2012-12-14

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