Rothschild & Co Wealth Management Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Bera, Philippe Albert 貝利飛		M	AVF614	RO	2010-08-16	2012-12-18
2	Chau, Kelvin Kwok Wing 周國榮	51	M	ABS434	RO	2010-08-16	2019-10-18
3	Lu, Nim Joel 盧念祖	54	M	ACG228	Rep	2012-06-20	2012-09-25
4	Tam, Denise Wan Rou 譚菀柔		F	AQS365	Rep	2012-02-08	2017-08-08

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