GOLDEN MOUNTAIN FINANCIAL LIMITED 金山金融有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Iso, Masahito			ABF707	RO	2012-03-30	2019-04-18
2	Li, Woon Chi 李煥志			AAN717	RO	2012-03-30	2016-04-30

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