BROOKE CAPITAL LIMITED

• Key Data
• Officers
• Overlaps
• Adviserships
• SFC licenses
• ESS

• All ranks
• Main board summary
• Licensee stats
• Licensees
• SFC web
• FAQ

• Current
• History

Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Ashworth, Thomas William (SFC:ACQ696)		M	ACQ696	RO	2011-09-30	2014-05-07
2	Brooke, Jonathan William		M	AFF289	RO
3	Wong, Siu Lam Osman 黃兆霖			AYS377	Rep	2012-01-31	2014-06-22

---

Copyright & disclaimer, Privacy policy

Back to top

---