ASCENDANT SECURITIES (HK) LIMITED 景昇證券(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Tam, Peggy Mei Woon 譚美奐		F	AEA816	RO	2009-09-21	2016-09-30
2	Tsui, On Kwok Timothy Brian 徐安國			ATB512	RO	2009-09-21	2016-09-30

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