PACIFIC HARBOR HOLDINGS, LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Ang, Wayne Wu Yee 洪武義	41	M	APD395	RO	2007-09-07	2013-04-30
2	Bartlett, David Vernon		M	APD399	RO	2007-09-07	2022-04-29

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