MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akaishi, Osamu | AHM633 | Rep | 2007-07-24 | 2012-02-03 | ||
| 2 | Antos, James R | M | AIR845 | Rep | 2009-10-12 | 2015-12-14 | |
| 3 | Armenio, John Paul | M | ATC548 | RO | 2009-07-10 | 2011-12-05 | |
| 4 | Atkinson, Neil David | M | AVL149 | Rep | 2010-07-22 | 2017-07-04 | |
| 5 | Au, Wai Ting (SFC:AWU293) 區慧婷 | AWU293 | Rep | 2011-02-17 | 2012-02-24 | ||
| 6 | Awanohara, Naoko 栗野原名緒子 | AWE541 | Rep | 2010-11-02 | 2014-10-28 | ||
| 7 | Calderwood, Christopher John Robertson | M | AVL142 | RO | 2010-11-24 | 2012-06-22 | |
| 8 | Chan, Andrew Shingfun 陳盛勳 | M | AMC389 | Rep | 2011-07-25 | 2016-10-28 | |
| 9 | Chan, Elgin Hiang Wei 曾憲偉 | AOV932 | Rep | 2010-06-23 | 2018-12-05 | ||
| 10 | Chan, Kin Bong 陳建邦 | ATB739 | Rep | 2011-08-15 | 2012-09-12 | ||
| 11 | Chan, Pedro Carlos Siu Lun 陳小倫 | M | AIR798 | Rep | 2010-10-25 | 2012-02-03 | |
| 12 | Chan, Shui King 陳瑞經 | AVT441 | Rep | 2010-08-27 | 2014-06-13 | ||
| 13 | Chan, Stephen Shek Kei 陳碩基 | M | AJE088 | Rep | 2006-09-15 | 2015-04-28 | |
| 14 | Chang, Ioi Tim 曾銳添 | ADZ296 | Rep | 2011-01-10 | 2012-09-12 | ||
| 15 | Chang, Yu-Ling 張育菱 | AYG335 | Rep | 2011-10-19 | 2014-09-12 | ||
| 16 | Chen, Alan Bing | M | AEH768 | RO | 2010-06-14 | 2014-03-10 | |
| 17 | Chen, Fan (SFC:AHR857) 陳凡 | AHR857 | Rep | 2006-09-06 | 2013-01-15 | ||
| 18 | Cheng, Dickson 鄭迪舜 | 42 | M | AGP527 | RO | 2008-12-16 | 2016-08-12 |
| 19 | Cheung, Andrew Wai Kit 張偉傑 | M | AFR469 | Rep | 2009-12-01 | 2013-11-09 | |
| 20 | Cheung, Cherry Chi Wing 張芷穎 | F | AWO028 | Rep | 2010-12-24 | 2015-11-30 | |
| 21 | Cho, Ichio 張一歐 | AWE957 | Rep | 2010-11-05 | 2017-04-07 | ||
| 22 | Chu, Yiu Ming (SFC:AVK659) 朱耀明 | AVK659 | Rep | 2010-06-30 | 2012-09-12 | ||
| 23 | Connery, Anthony Sean (SFC:AXV752) | M | AXV752 | Rep | 2011-08-16 | 2012-07-30 | |
| 24 | Davis, Bernard Steven | M | AWZ387 | Rep | 2011-11-22 | 2019-01-15 | |
| 25 | Fang, Hong (SFC:ALY689) 方紅 | ALY689 | Rep | 2011-04-18 | 2012-01-13 | ||
| 26 | Fogarty, John Gerard (SFC:AEN447) | M | AEN447 | Rep | 2011-03-23 | 2012-01-11 | |
| 27 | Fok, Jennet Mei Shan 霍美珊 | AOD478 | Rep | 2006-11-09 | 2012-05-11 | ||
| 28 | Fong, Ada Wai Yin 方慧賢 | F | AMU659 | Rep | 2007-02-12 | 2015-04-15 | |
| 29 | Galvin, Donal Joseph | M | AOK745 | RO | 2010-07-13 | 2013-08-13 | |
| 30 | Hakamata, Tadashi 袴田正 | ARE200 | Rep | 2009-05-07 | 2012-10-11 | ||
| 31 | Harris, David Anthony (SFC:ADZ065) | M | ADZ065 | Rep | 2009-09-21 | 2012-07-19 | |
| 32 | Hui, Ole Hiu Tung 許曉東 | ARR518 | Rep | 2011-08-11 | 2015-06-11 | ||
| 33 | Jin, Maomao 金毛毛 | AXH078 | Rep | 2011-05-17 | 2011-12-01 | ||
| 34 | Jin, Zengxiang 金增祥 | ARO631 | Rep | 2011-07-13 | 2016-11-02 | ||
| 35 | Kamoi, Satoshi | M | AVA226 | Rep | 2010-04-15 | 2012-12-07 | |
| 36 | Kanetomo, Mei 金友盟 | ALZ432 | Rep | 2009-05-07 | 2013-03-30 | ||
| 37 | Kao, Ying Tung 郭楹楝 | ABF327 | Rep | 2014-06-16 | |||
| 38 | Kavanagh, Ruvann John | M | ARW149 | Rep | 2011-04-26 | 2019-09-17 | |
| 39 | Kawashima, Hideyuki | AXF554 | RO | 2011-08-10 | 2014-04-23 | ||
| 40 | Kawauchi, Eijiro | AST137 | RO | 2010-11-10 | 2015-04-28 | ||
| 41 | Kayama, Hitoshi 香山仁 | AHQ974 | RO | 2009-01-05 | 2015-03-23 | ||
| 42 | Kim, Ivy Kang | F | AUQ300 | Rep | 2011-05-03 | 2014-05-15 | |
| 43 | Kim, Jong Kuk 金鍾局 | AFC107 | Rep | 2011-01-17 | 2012-07-20 | ||
| 44 | Kim, Ki Soo | AFJ899 | Rep | 2010-11-23 | 2015-09-11 | ||
| 45 | Kovacs, Joseph James 喬科維 | M | AWI763 | Rep | 2010-11-23 | 2012-02-27 | |
| 46 | Kwok, Chi Wai (SFC:ANA838) 郭志偉 | ANA838 | Rep | 2011-03-29 | 2013-06-21 | ||
| 47 | Lau, Kelvin Siu Ki 劉紹基 | M | AAW465 | RO | 2009-03-03 | 2016-05-24 | |
| 48 | Lau, Pak Hong (SFC:AYJ801) 劉柏康 | AYJ801 | Rep | 2011-11-07 | 2012-01-13 | ||
| 49 | Lee, Seunghwan 李承桓 | AYA209 | Rep | 2011-09-14 | 2023-06-06 | ||
| 50 | Lee, Simmy Sze Ming 李斯明 | AQD343 | Rep | 2011-04-13 | 2013-07-19 | ||
| 51 | Lee, Yick Chung 李易聰 | AEE525 | Rep | 2011-03-16 | 2012-03-23 | ||
| 52 | Leung, Hoi Lam (SFC:ATW750) 梁凱琳 | ATW750 | Rep | 2009-10-05 | 2013-01-25 | ||
| 53 | Leung, Wai Nam 梁偉南 | AGH932 | RO | 2008-11-03 | 2016-06-22 | ||
| 54 | Li, Man Wai (SFC:AFU096) 李文偉 | AFU096 | RO | 2010-11-16 | 2013-01-15 | ||
| 55 | Li, Muzhi (SFC:AQU539) 李牧之 | AQU539 | Rep | 2010-06-22 | 2012-02-01 | ||
| 56 | Li, Wenjie (SFC:AUY931) | AUY931 | Rep | 2010-03-30 | 2012-01-31 | ||
| 57 | Li, Zhenyu (SFC:AKN225) 李震宇 | AKN225 | Rep | 2011-01-11 | 2013-10-16 | ||
| 58 | Luk, Yin Wang 陸彥泓 | AMS602 | Rep | 2010-12-15 | 2017-12-06 | ||
| 59 | Ma, Adeline 馬雅蓮 | F | AEM553 | Rep | 2010-07-15 | 2012-02-24 | |
| 60 | Ma, Hon Kin 馬漢堅 | AQS325 | Rep | 2011-06-15 | 2018-03-02 | ||
| 61 | Matsunaga, Seiichi | ALN981 | Rep | 2006-03-31 | 2014-02-07 | ||
| 62 | McWilliam, Paul David (SFC:ATR977) | M | ATR977 | RO | 2011-11-15 | 2015-10-16 | |
| 63 | Miyazaki, Nami 宮崎奈美 | AWW845 | Rep | 2011-03-04 | 2012-09-15 | ||
| 64 | Monaco, Thomas John | M | ADN776 | Rep | 2011-07-11 | 2012-10-11 | |
| 65 | Moon, Jung Hye | AXP431 | Rep | 2011-07-11 | 2017-05-23 | ||
| 66 | Ng, Alyssa Sui Wa 伍瑞華 | F | AEE670 | Rep | 2010-01-07 | 2013-03-08 | |
| 67 | Ng, King Chuen (SFC:AQQ505) 吳景荃 | AQQ505 | Rep | 2010-07-16 | 2013-01-25 | ||
| 68 | Nomoto, Masayuki | AXA146 | Rep | 2011-03-23 | 2012-08-09 | ||
| 69 | Otani, Tomono 大谷知乃 | AIT881 | Rep | 2007-07-31 | 2020-11-26 | ||
| 70 | Park, Charles Chansik | M | AME470 | Rep | 2010-08-16 | 2014-05-14 | |
| 71 | Patel, Amit (SFC:AOT743) | AOT743 | Rep | 2011-08-15 | 2012-10-18 | ||
| 72 | Pau, Cheuk Yao 鮑卓堯 | APS724 | Rep | 2011-05-06 | 2013-07-19 | ||
| 73 | Pereira, Kevin Edmond | M | AML699 | RO | 2011-01-13 | 2014-07-09 | |
| 74 | Ro, Shih-Hao Howard 羅時豪 | AXH743 | Rep | 2011-05-20 | 2013-01-07 | ||
| 75 | Roberts, Christopher Fenton 羅弼時 | M | AAD528 | RO | 2010-03-01 | 2012-02-27 | |
| 76 | Sato, Teruyuki | ARW179 | RO | 2009-09-03 | 2014-01-30 | ||
| 77 | See, Eric Wee Phing 施威斌 | M | AQU543 | Rep | 2010-03-09 | 2014-08-11 | |
| 78 | Shen, Jian Guang 沈建光 | APV792 | Rep | 2010-05-11 | 2012-09-18 | ||
| 79 | Shimada, Shunsuke | AUH908 | Rep | 2009-12-08 | 2014-03-31 | ||
| 80 | Shimomura, Hiroyo | AEK091 | Rep | 2006-04-25 | 2012-09-12 | ||
| 81 | Shiraishi, Yoshihisa 白石殊久 | ATN188 | Rep | 2009-08-06 | 2013-03-31 | ||
| 82 | Shuto, Takashi | AUT376 | Rep | 2010-02-23 | 2015-04-10 | ||
| 83 | Skeet, Kevin Ewart | M | AXH409 | Rep | 2011-06-08 | 2021-04-21 | |
| 84 | Suehiro, Taiji | AEU775 | RO | 2011-09-12 | 2013-03-28 | ||
| 85 | Sugibuchi, Hitoshi | AFV308 | Rep | 2014-10-10 | |||
| 86 | Szeto, Yuen Yee 司徒婉儀 | ANJ402 | Rep | 2006-05-10 | |||
| 87 | Tamaki, So 玉木壯 | ARN489 | Rep | 2008-09-01 | 2013-03-28 | ||
| 88 | Tan, Jennette May 譚茹櫻 | F | AWX573 | Rep | 2011-03-08 | 2011-12-12 | |
| 89 | Tanaka, Eiji 田中榮治 | AQY208 | Rep | 2010-08-18 | 2014-09-07 | ||
| 90 | Tang, Ernest Yiu Man 鄧耀民 | M | ANP309 | Rep | 2010-10-21 | 2013-02-10 | |
| 91 | Tang, Peter Jee Ho 鄧志豪 | M | ACP853 | Rep | 2010-02-01 | 2017-10-17 | |
| 92 | Terai, Fumi | AQS809 | Rep | 2008-05-26 | 2013-11-29 | ||
| 93 | Toba, Toshihiko 鳥羽俊彥 | AXK330 | Rep | 2011-07-11 | 2013-10-22 | ||
| 94 | Tsang, Chi Kit 曾志傑 | 30 | M | ANU401 | Rep | 2006-10-13 | 2015-01-30 |
| 95 | Tse, Sze Ming 謝思明 | ALR679 | Rep | 2009-01-13 | 2014-10-29 | ||
| 96 | Tsoi, Ting Sze 蔡婷思 | ABS481 | Rep | 2010-07-15 | 2012-02-27 | ||
| 97 | Von Etzdorf, Maximillian Rudiger (SFC:ARR915) | M | ARR915 | Rep | 2010-07-28 | 2012-03-16 | |
| 98 | Weng, Li-Tien 翁立典 | AJJ273 | Rep | 2004-02-17 | 2012-02-02 | ||
| 99 | White, Mark Anthony (SFC:ALI517) | M | ALI517 | Rep | 2010-08-10 | 2012-11-30 | |
| 100 | Wong, Benny Wing Pan 黃穎斌 | M | AQO246 | Rep | 2008-02-28 | 2020-07-30 | |
| 101 | Wong, Kwok Keung (SFC:ACC472) 汪國強 | ACC472 | Rep | 2011-08-29 | 2014-06-06 | ||
| 102 | Wu, Jiale 吳佳樂 | AXS669 | Rep | 2011-08-01 | 2012-02-24 | ||
| 103 | Wu, Yin Lun | ABG704 | Rep | 2010-05-27 | 2012-01-12 | ||
| 104 | Yamauchi, Ayumu 山內步 | AXL777 | Rep | 2011-06-20 | 2013-04-02 | ||
| 105 | Yap, Chih Yee | AJB201 | RO | 2011-08-09 | 2012-02-09 | ||
| 106 | Yau, Hiu Na 邱曉娜 | APY321 | Rep | 2007-11-19 | 2014-06-13 | ||
| 107 | Yeo, Jeremy Wei-Min 楊偉民 | M | AXS670 | Rep | 2011-08-01 | 2018-08-20 | |
| 108 | Yim, Christopher Seeching 嚴司政 | M | AWP270 | Rep | 2011-01-05 | 2015-08-23 | |
| 109 | Yoshida, Kengo 吉田劍悟 | AVP035 | Rep | 2010-08-02 | 2018-10-31 | ||
| 110 | Zhan, Tao (SFC:AQZ719) 詹濤 | AQZ719 | Rep | 2009-10-29 | 2012-04-11 | ||
| 111 | Zhang, Wanying (SFC:AXT572) 張婉莹 | AXT572 | Rep | 2011-08-08 | 2013-10-22 |
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