UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Chan, Kenny Kin Wai 陳健瑋			AXR043	Rep	2011-10-11	2015-03-13
2	Liu, Jiewen 劉杰文			AXR041	RO	2011-10-11	2012-12-27
3	Liu, Yanmei (SFC:AXR042) 劉艷梅			AXR042	RO	2011-10-11	2020-07-02
4	Tang, Haibo (SFC:ALQ981) 湯海波			ALQ981	Rep	2011-10-11	2017-02-21

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