Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Baek, Kwonwoo | AXX434 | Rep | 2011-08-22 | 2012-10-17 | ||
| 2 | Bernstein, Steven A | M | AUQ299 | RO | 2010-02-12 | 2011-11-30 | |
| 3 | Bhatia, Chetan (SFC:AUG618) | AUG618 | RO | 2010-02-12 | 2012-01-27 | ||
| 4 | Bu, Wenyuan 卜文淵 | AUW509 | Rep | 2010-04-19 | 2011-10-11 | ||
| 5 | Chan, Jenny Wai-yee | F | AXZ591 | Rep | 2011-09-05 | 2012-07-04 | |
| 6 | Gan, Jonathan Chin Jer | M | AXS794 | Rep | 2011-08-22 | 2012-04-12 | |
| 7 | Holmes, Charles Broadfoot | M | AUG616 | RO | 2010-02-12 | 2015-03-15 | |
| 8 | Huang, Bo-Kai 黃柏愷 | AKY607 | Rep | 2010-10-13 | 2012-01-18 | ||
| 9 | Lai, Carlos 黎嘉樂 | M | AWU252 | Rep | 2011-03-09 | 2012-04-12 | |
| 10 | Lau, Caroline Man Har 劉曼霞 | F | AVK663 | Rep | 2010-08-05 | 2013-02-18 | |
| 11 | Liao, Ya Tzu 廖雅姿 | ALN825 | Rep | 2010-10-15 | 2011-10-21 | ||
| 12 | Wong, Jia 王嘉 | AUW494 | Rep | 2010-04-19 | 2012-04-16 | ||
| 13 | Wong, Pak Chun 王柏俊 | AQZ536 | Rep | 2011-02-23 | 2012-08-23 | ||
| 14 | Wool, Kyle Michael | M | AWV269 | Rep | 2011-03-11 | 2013-05-07 | |
| 15 | Xu, Dapeng (SFC:AUZ670) 徐大鵬 | AUZ670 | Rep | 2010-05-28 | 2015-06-30 | ||
| 16 | Yip, Chung Leung 葉仲量 | AWF608 | Rep | 2010-11-08 | 2012-04-26 |
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