Cowen Structured Products Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	La Branche Iv, George Michel Lucien		M	AMV255	RO	2010-01-29	2011-11-30
2	Lin, Kuo-Hao 林國皓			AXC643	Rep	2011-05-03	2011-09-02
3	Saari, Raino Allen			ASD937	RO	2009-03-02	2011-11-30

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