HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Allauzen, Renaud Charles Joseph | M | ASD123 | Rep | 2008-12-05 | 2016-08-24 | |
| 2 | Amsellem, Oren Ephraim | AIU209 | Rep | 2011-05-16 | 2015-03-31 | ||
| 3 | Bharwani, Puja Ramesh 巴灣尼 | F | AXS260 | Rep | 2011-07-26 | 2014-03-27 | |
| 4 | Bucher, Michael Bernhard | M | AVB883 | Rep | 2010-04-26 | 2012-05-10 | |
| 5 | Busta, James Michael | M | AWC450 | RO | 2010-12-30 | 2014-08-21 | |
| 6 | Byun, Kara Kyung Wha | APJ708 | Rep | 2011-01-25 | 2017-04-20 | ||
| 7 | Cazaubiel, Paul Charles Roger | M | AUK294 | Rep | 2009-12-30 | 2012-04-30 | |
| 8 | Chaboureau, Stephane Alain Dominique | M | ASW645 | Rep | 2009-04-30 | 2016-06-14 | |
| 9 | Chan, Ada Ho Yan (SFC:AFH091) 陳可欣 | F | AFH091 | Rep | 2011-07-28 | 2014-06-10 | |
| 10 | Chan, Cedric Cham Pong 陳湛邦 | M | ANF221 | Rep | 2010-06-10 | 2015-09-19 | |
| 11 | Chan, Chun Ning (SFC:AQM626) 陳振寧 | AQM626 | Rep | 2008-02-18 | 2012-05-02 | ||
| 12 | Chan, Hon Wah (SFC:ABN589) 陳漢華 | ABN589 | Rep | 2008-04-18 | |||
| 13 | Chan, Kee Chee Keith 陳其志 | M | AGJ388 | Rep | 2009-09-28 | 2014-06-04 | |
| 14 | Chen, Michael Moon Fee | M | ADC178 | Rep | 2008-10-02 | 2017-04-25 | |
| 15 | Cheung, Herbert Hoi Yip 張凱業 | M | AUT506 | Rep | 2010-02-24 | 2012-10-13 | |
| 16 | Cheung, Hoi Yee Sue Ann 張凱怡 | AWH828 | Rep | 2010-11-15 | 2012-06-05 | ||
| 17 | Cheung, Ka Mei 張家美 | AMB387 | Rep | 2011-02-15 | 2012-06-05 | ||
| 18 | Cheung, Lap Pong 張立邦 | ARU855 | Rep | 2008-11-03 | 2018-08-07 | ||
| 19 | Cheung, Wai Leung (SFC:AUW129) 張維亮 | AUW129 | Rep | 2010-03-09 | 2011-10-03 | ||
| 20 | Chow, Wing Nga Alison 周穎雅 | AXR663 | Rep | 2011-07-21 | 2013-06-15 | ||
| 21 | Chui, Chi-Sun 徐志真 | AFH192 | Rep | 2010-04-12 | 2012-03-28 | ||
| 22 | Chui, Stephanie Ka Wing 崔嘉穎 | F | AXK047 | Rep | 2011-06-02 | 2013-10-01 | |
| 23 | Clarke, Andrew Kenneth (SFC:ADT180) | M | ADT180 | Rep | 2010-06-30 | 2012-06-05 | |
| 24 | Degney, Lauren Kimberly | F | AQS567 | Rep | 2010-06-08 | 2012-03-27 | |
| 25 | Delloye, Renaud Nicolas Yves | M | ATW568 | RO | 2010-04-19 | 2017-08-15 | |
| 26 | Emerson, Kathleen Ann | F | AEH820 | Rep | 2009-09-21 | 2013-05-31 | |
| 27 | Ezziane, Nadjib | AWJ626 | Rep | 2010-11-25 | 2014-02-21 | ||
| 28 | Fu, Ka Chun (SFC:AWJ844) 符嘉駿 | AWJ844 | Rep | 2010-11-25 | 2015-07-27 | ||
| 29 | Fung, Frederick Ling Kong 馮寧江 | M | ARW743 | Rep | 2010-09-27 | 2013-10-01 | |
| 30 | Gallagher, Richard William Leslie | M | AOH529 | Rep | 2010-12-15 | 2021-04-14 | |
| 31 | Gautier De Charnace, Arthur Bernard Jean Marie | M | AUJ425 | Rep | 2009-12-21 | 2012-09-28 | |
| 32 | Ha, Ron Hiu Lam 夏曉嵐 | APA395 | Rep | 2011-06-09 | 2013-11-15 | ||
| 33 | Ho, Chia-Long 何佳龍 | ARA661 | Rep | 2008-05-16 | 2015-01-06 | ||
| 34 | Ho, Hoi Tung 何凱棟 | 34 | M | AHE146 | RO | 2010-08-26 | 2015-06-06 |
| 35 | Huang, Yan (SFC:AVD315) 黃燕 | AVD315 | Rep | 2011-01-24 | 2013-10-01 | ||
| 36 | Jaffer, Nooreshan Shamsuddin | APJ487 | Rep | 2007-08-06 | 2011-08-16 | ||
| 37 | Khor, Natalie Pei Kee 許佩琪 | F | AVB986 | Rep | 2010-04-27 | 2013-08-20 | |
| 38 | Kim, Tae Youl 金兌律 | AMV056 | Rep | 2010-06-02 | |||
| 39 | Ko, Desmond Chin Hung 高展雄 | M | APH990 | Rep | 2007-07-26 | 2014-02-20 | |
| 40 | Ku, Wai Kei 古偉基 | AVO953 | Rep | 2010-08-04 | 2012-09-06 | ||
| 41 | Kumar, Suneet | AXK339 | Rep | 2011-06-07 | 2023-04-29 | ||
| 42 | Lam, Jacky Hoi Kin 林凱健 | AWO901 | Rep | 2010-12-31 | 2011-09-21 | ||
| 43 | Lam, Milton Chi Siu 林子紹 | AGW054 | Rep | 2010-06-02 | |||
| 44 | Lau, Wing Sze (SFC:ARG767) 劉詠詩 | ARG767 | Rep | 2008-06-30 | 2013-10-01 | ||
| 45 | Law, Nicholas Kwan Chak 羅君澤 | M | ACI771 | Rep | 2010-08-31 | 2021-04-09 | |
| 46 | Lee, Andrew Yeng 李英揚 | M | AEI016 | Rep | 2010-08-17 | 2012-07-17 | |
| 47 | Lee, Angela Mei Lan 李美蘭 | F | ADB609 | Rep | 2007-05-25 | 2014-03-05 | |
| 48 | Lee, Tung Ming 李通明 | ARR924 | Rep | 2008-10-15 | 2012-04-24 | ||
| 49 | Leung, Kwok Wing (SFC:AAF592) 梁國榮 | AAF592 | Rep | ||||
| 50 | Leung, Wai Man (SFC:AGO399) 梁偉民 | AGO399 | Rep | 2005-03-24 | 2018-12-11 | ||
| 51 | Li, Justine Pui Yan 李佩茵 | F | ARI570 | Rep | 2011-07-18 | ||
| 52 | Li, Shuk Yin (SFC:ATV554) 李淑賢 | ATV554 | Rep | 2011-03-22 | 2012-10-24 | ||
| 53 | Li, Zeyu (SFC:AVR560) 李澤宇 | AVR560 | Rep | 2010-08-17 | 2016-05-04 | ||
| 54 | Lin, Danny Chi Long 林志朗 | ADD804 | Rep | 2010-02-08 | 2016-01-30 | ||
| 55 | Ling, Vivian 林蔚然 | ACR957 | Rep | 2008-09-04 | 2012-04-12 | ||
| 56 | Lo, Timothy Tin Ming 盧天明 | M | ANQ206 | Rep | 2010-09-27 | 2013-09-19 | |
| 57 | Luu, Ngoc Hung 劉玉雄 | ARH584 | Rep | 2008-07-08 | 2014-07-29 | ||
| 58 | Martin, Alexandre Joseph Gaston | M | ARW206 | Rep | 2008-11-19 | 2018-12-21 | |
| 59 | Mok, Leon Leung Hung 莫量鴻 | AOM521 | Rep | 2010-03-09 | 2013-03-06 | ||
| 60 | Mrosek, Martin Andreas | M | AQR389 | Rep | 2008-03-17 | 2020-03-30 | |
| 61 | Mun, Jongchul | AUG126 | Rep | 2009-11-27 | 2015-06-06 | ||
| 62 | Ng, Chi Fai (SFC:APK565) 吳志輝 | APK565 | Rep | 2007-08-15 | |||
| 63 | Ng, Chi Hung (SFC:APM137) 吳志雄 | APM137 | Rep | 2007-08-27 | 2012-01-08 | ||
| 64 | Ng, Ka Lai (SFC:AQH952) 伍嘉麗 | AQH952 | Rep | 2008-01-21 | 2012-08-21 | ||
| 65 | Ngai, Thomas Kwok Kan 危國根 | M | ACP700 | Rep | 2009-05-04 | 2012-04-03 | |
| 66 | Pablo, Gerardo Gonzalez 巴布羅 | M | AFZ873 | RO | 2010-11-11 | 2022-12-06 | |
| 67 | Palmetto, Erik Thomas | M | AND634 | Rep | 2010-11-03 | 2023-04-17 | |
| 68 | Pang, Clayton Tsi Him 彭子謙 | AUD240 | Rep | 2011-01-24 | 2015-07-27 | ||
| 69 | Patel, Rakesh (SFC:ALI605) | M | ALI605 | RO | 2006-05-16 | 2019-07-31 | |
| 70 | Pedrono, Benoit Vincent Gerard | M | APY405 | Rep | 2010-07-20 | 2016-04-06 | |
| 71 | Sau, Miu Cheung 壽妙祥 | AVV612 | Rep | 2010-09-03 | 2013-10-01 | ||
| 72 | Saunders, Jefferson | ASL881 | RO | 2009-03-31 | 2016-01-30 | ||
| 73 | Semin, Herve Pierre Alexandre | M | AQQ331 | Rep | 2008-03-11 | 2022-10-26 | |
| 74 | Shek, Simon Ming Hon 石明翰 | M | AFS192 | Rep | 2007-07-10 | ||
| 75 | Shum, Tommy Chung Lai 沈仲禮 | M | ANT372 | Rep | 2007-07-10 | 2019-07-15 | |
| 76 | Sim, Mong Kwang 沈茂琼 | ADJ827 | Rep | 2006-12-12 | 2011-09-28 | ||
| 77 | Swarbrick, Andrew Jeremy | M | AFF234 | Rep | 2009-12-14 | 2017-08-26 | |
| 78 | Tam, Ping Chung (SFC:AWV422) 譚平忠 | AWV422 | Rep | 2011-02-21 | 2015-07-15 | ||
| 79 | Tang, Lok Him 鄧樂謙 | AQM625 | Rep | 2008-02-18 | 2013-10-01 | ||
| 80 | Tuan, Shunde Noel 段順德 | AUW209 | Rep | 2010-03-09 | 2011-10-07 | ||
| 81 | Wan, Cheuk Yin 尹卓賢 | ARR928 | Rep | 2008-10-10 | 2016-06-01 | ||
| 82 | Warhurst, Paul Simon | M | APN838 | Rep | 2010-03-08 | 2013-06-15 | |
| 83 | Wu, Yihe 吳軼鶴 | APZ445 | Rep | 2007-11-12 | 2021-06-19 | ||
| 84 | Yam, Wing Nam 任詠枬 | AQA231 | Rep | 2010-07-16 | 2011-09-03 | ||
| 85 | Yeung, Chun Hei 楊俊希 | AOO273 | Rep | 2008-03-05 | 2012-01-13 | ||
| 86 | Zhou, Sheng (SFC:APL667) 周晟 | APL667 | Rep | 2007-08-22 | 2014-04-26 |
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