BUENA VISTA FUND MANAGEMENT (HK) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Bartfeld, Jeffrey Samuel		M	AMN667	RO	2007-01-18	2011-12-31
2	Chan, Eric Wing Fat 陳永發		M	ACT565	RO	2007-01-18
3	Chellappa, Karthik			ANN265	Rep	2009-08-10	2012-07-23
4	Dorr, Jeffrey Aaron		M	AWW453	Rep	2011-03-17	2013-01-04
5	Rosner, Robert Mendel		M	ABQ755	RO	2007-01-18	2022-12-05

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