GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Agne, Mark Edward (SFC:ANP670) M ANP670 RO 2006-09-26 2016-05-21
2 Ben-Shachar, Sa-Ar David M AQI397 Rep 2008-01-22 2016-10-10
3 Besson, Guillaume Gerard Marie M ALI003 RO 2011-02-23 2016-03-02
4 Chan, Beonna Mei Chun 陳美珍 AAF948 Rep 2011-10-11
5 Chan, Kelvin Chi Kong 陳志江 M AHS841 Rep 2011-02-25 2014-04-18
6 Chan, Pui Ping 陳沛萍 ACW670 Rep 2016-10-10
7 Chau, Chun 周聰 ACS103 Rep 2016-10-10
8 Cheeseman, Robert Ross M ANY227 Rep 2006-09-19 2012-03-16
9 Deats, Warren Edmund M AWD931 Rep 2010-10-29 2012-02-25
10 Flamand, Philippe Francois M AUS996 Rep 2010-02-25 2012-05-01
11 Freshwater, Timothy George 范華達 67 M ADV670 RO 2011-08-26
12 Joly, Jean Denis AMN692 Rep 2005-10-03 2012-02-06
13 Kim, David Doopyo M APR027 Rep 2007-09-19 2012-04-26
14 Kim, Jeffrey Il Jung M ATQ943 Rep 2009-09-03 2012-02-15
15 Kok, Ka Keung 郭家強 AHF204 Rep 2010-04-08 2016-03-19
16 Kong, Luhua 孔露華 AOL209 Rep 2007-09-12 2011-10-19
17 Koto, Hisanori 古東久典 ANS125 Rep 2006-08-04 2012-02-17
18 Lau, Lambert Ming Yeung 劉名揚 32 M AGP157 Rep 2015-10-19
19 Leung, Simon Chung Man 梁頌文 M AJL621 Rep 2011-03-25 2014-02-19
20 Machin, Mark Gordon Adam M ACT421 RO 2006-09-11 2011-08-26
21 Mak, William Wai Hang 麥偉恒 M AUZ473 Rep 2010-04-12 2016-10-10
22 McCarthy, Brendan Michael (SFC:AQQ106) M AQQ106 Rep 2009-06-25 2013-01-10
23 McTamaney, Robert Anthony III M AON377 RO 2007-10-29 2011-07-01
24 Mithran, Girish AFU262 Rep 2003-11-07 2012-03-21
25 Moser, Ronald J Jr M AOU908 Rep 2008-02-15 2016-06-01
26 Okabe, Toru AGG883 Rep 2012-07-28
27 Piplani, Dhruv AOX012 Rep 2010-11-17 2011-12-12
28 Ryan, David Michael (SFC:ADX838) M ADX838 Rep 2008-06-01 2012-05-14
29 Sahni, Akshay M AMC661 Rep 2009-07-15 2015-02-05
30 Seto, Elvis Kong Yiu 司徒光耀 M AML314 Rep 2005-10-25 2016-05-06
31 Shen, Benjamin Guanfuu M AVS738 Rep 2010-08-26 2012-07-07
32 Shu, Karman Hoi Ming 舒凱明 AQB106 Rep 2007-11-29 2016-03-02
33 Sze, Rick Wai Pang 施維鵬 AGK899 Rep 2004-07-05 2011-05-04
34 Tang, Yue Han AVS022 Rep 2010-09-03 2014-05-31
35 Tom, Edward 譚子平 M ANF158 Rep 2007-03-30 2014-06-19
36 Torrible, David Geoffrey 大衛德利保 M ACC905 RO 2008-07-11 2012-02-06
37 Wan, Yu Tsung 尹宇冲 ANQ569 Rep 2006-07-11 2016-10-10
38 Wang, Jian (SFC:APB793) 王堅 APB793 Rep 2007-06-11 2011-07-23
39 Wu, Michael David Ping Lam 吳炳霖 29 M ASD087 Rep 2008-12-05 2013-10-25
40 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 ADU464 Rep 2016-06-29
41 Zagury, Alan M ARN030 Rep 2008-08-12 2015-04-01
42 Zhang, You (SFC:AMF141) 章友 AMF141 Rep 2005-08-09 2015-01-29
43 Zhao, Jinxiang 趙金祥 AJA977 Rep 2009-10-20 2014-01-29

Copyright & disclaimer, Privacy policy

Back to top