NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abbas, Asad (SFC:AIP440) | AIP440 | Rep | 2010-06-28 | 2013-04-23 | ||
| 2 | Ahn, Chae Young | AUS848 | Rep | 2010-02-23 | 2011-11-17 | ||
| 3 | Ambai, Takahiro 安倍貴博 | ASE990 | Rep | 2010-02-04 | 2013-04-23 | ||
| 4 | Arora, Gaurav (SFC:APA737) | APA737 | Rep | 2009-01-12 | 2012-06-28 | ||
| 5 | Asano, Shin 淺野真 | ANS096 | Rep | 2010-02-04 | 2011-08-24 | ||
| 6 | Balasubramanian, Bharathan Kanthimathinathan | AUW418 | Rep | 2010-03-15 | 2012-06-14 | ||
| 7 | Bastit, Arnaud Marie Daniel | M | ARL443 | RO | 2011-02-24 | 2012-01-09 | |
| 8 | Beresford, Paul Richard | M | ANF151 | Rep | 2010-02-04 | 2012-12-09 | |
| 9 | Bouzouba, Rachid | M | AVJ283 | Rep | 2010-06-25 | 2011-04-02 | |
| 10 | Bret, Jean-Sebastien Pierre | M | AQX041 | Rep | 2008-12-15 | 2013-04-23 | |
| 11 | Burnes, Alexander Milligan | M | ARD194 | Rep | 2009-05-29 | 2011-08-17 | |
| 12 | Burns, John Patrick (SFC:ATG678) | M | ATG678 | Rep | 2010-02-04 | 2013-04-23 | |
| 13 | Byworth, Richard Anthony | M | AUF080 | Rep | 2010-02-04 | 2013-04-23 | |
| 14 | Chak, Alan Kwok Fai 翟國輝 | M | AAY091 | Rep | 2011-01-03 | 2013-03-16 | |
| 15 | Chan, Ka Ying (SFC:AQM051) 陳嘉盈 | AQM051 | Rep | 2010-02-04 | 2013-04-23 | ||
| 16 | Chan, Wing Yin (SFC:ARX074) 陳詠賢 | ARX074 | Rep | 2010-02-04 | 2013-04-23 | ||
| 17 | Chau, Ling 周凌 | 28 | M | ANU529 | Rep | 2010-02-04 | 2011-07-07 |
| 18 | Chekroun, Benjamin Marc John | 39 | M | AQS273 | Rep | 2010-02-04 | 2011-11-17 |
| 19 | Chen, Chengze | APJ996 | Rep | 2008-12-08 | 2012-08-25 | ||
| 20 | Cheng, Chih-Hsiung 鄭智雄 | AFR838 | Rep | 2010-02-04 | 2011-07-19 | ||
| 21 | Cheung, San Tat 張新達 | AFD549 | Rep | 2010-02-04 | 2013-04-23 | ||
| 22 | Cheung, Wing Yan (SFC:ASN728) 張詠欣 | ASN728 | Rep | 2010-02-04 | 2013-04-23 | ||
| 23 | Chiu, Siu Sang 趙小珊 | AET486 | Rep | 2010-02-04 | 2011-07-09 | ||
| 24 | Chong, Kenny 莊嘉麟 | M | AOV191 | Rep | 2008-12-08 | 2013-04-23 | |
| 25 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | ADZ871 | Rep | 2008-11-26 | 2012-12-09 | ||
| 26 | Davies, Lloyd (SFC:APC386) | APC386 | Rep | 2010-10-22 | 2013-04-23 | ||
| 27 | Dolan, Paul Tiernan | M | APK727 | Rep | 2010-02-02 | 2011-09-08 | |
| 28 | El Khoury, Jean (SFC:AWO016) | AWO016 | Rep | 2011-01-03 | 2012-03-01 | ||
| 29 | Floyd, Michael (SFC:APK722) | M | APK722 | Rep | 2010-02-02 | 2013-04-23 | |
| 30 | Fujita, Minoru | AQE932 | Rep | 2010-02-02 | 2012-06-08 | ||
| 31 | Ghosh, Soujit | AOJ195 | Rep | 2009-12-09 | 2011-11-12 | ||
| 32 | Gill, Richard John Peter | M | AQQ119 | Rep | 2010-02-02 | 2013-01-14 | |
| 33 | Goodwin, Douglas Samuel | M | AUI207 | Rep | 2009-12-23 | 2012-07-31 | |
| 34 | Hanly, Seamus Anthony | M | ASN900 | Rep | 2010-02-02 | 2013-04-23 | |
| 35 | Hao, Xin (SFC:AMH819) 郝昕 | AMH819 | Rep | 2010-02-02 | 2013-04-23 | ||
| 36 | Hemmings, Lee Kerry | AFK088 | RO | 2009-04-16 | 2011-11-01 | ||
| 37 | Ho, Harrison Lok Sang 何樂生 | M | AAF434 | RO | 2010-06-15 | 2013-05-31 | |
| 38 | Honda, Tsukasa | AQE935 | Rep | 2009-01-16 | 2011-12-19 | ||
| 39 | Horsley-Heather, Nicholas John (SFC:ASZ379) | M | ASZ379 | Rep | 2009-11-02 | 2012-09-13 | |
| 40 | Hung, Steven Chun-jer 洪俊哲 | M | AVP898 | Rep | 2010-08-09 | 2011-10-07 | |
| 41 | Inukai, Masao 犬養昌生 | ALO559 | Rep | 2010-02-02 | 2013-04-23 | ||
| 42 | Kato, Katsuhito 加藤勝仁 | AMF766 | Rep | 2010-02-02 | 2013-04-23 | ||
| 43 | Kato, Mayumi 加藤真由美 | AFK707 | Rep | 2010-02-02 | 2012-05-31 | ||
| 44 | Kawahara, Michiko | AGO010 | Rep | 2010-02-02 | 2013-04-23 | ||
| 45 | Kobayashi, Hisako | AGA952 | Rep | 2010-02-02 | 2012-05-31 | ||
| 46 | Koerber, Matthias | M | APZ541 | Rep | 2010-02-01 | 2013-04-23 | |
| 47 | Laible, Robert Karl | M | AOH890 | RO | 2010-04-30 | 2012-11-15 | |
| 48 | Lam, Herman Kai Man 林啟文 | M | AVC363 | Rep | 2010-05-03 | 2013-04-23 | |
| 49 | Lau, Joseph Han Wai 劉恆瑋 | M | AGH168 | Rep | 2008-12-15 | 2012-08-09 | |
| 50 | Lau, Yau Fong 劉幽芳 | AEY478 | Rep | 2010-02-03 | 2013-04-23 | ||
| 51 | Lee, Kai Pong 李啟邦 | ADW528 | Rep | 2010-02-03 | 2011-07-01 | ||
| 52 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 30 | M | AKR467 | Rep | 2008-12-08 | 2013-02-16 |
| 53 | Leung, Yee Wan (SFC:ARB169) 梁綺雲 | ARB169 | Rep | 2010-02-03 | 2013-04-23 | ||
| 54 | Li, Haoyi (SFC:ASF604) 李豪翼 | ASF604 | Rep | 2010-07-26 | 2013-03-01 | ||
| 55 | Li, Vincent Siu Pan 李肇斌 | M | ATH809 | Rep | 2010-10-11 | 2012-02-17 | |
| 56 | Liu, Wallace Kai Yip 廖啟業 | M | ARA317 | Rep | 2010-07-27 | 2012-04-28 | |
| 57 | Lo, Yue Hin 羅宇軒 | ANB463 | Rep | 2010-07-02 | 2013-04-23 | ||
| 58 | Mak, Hin Chun 麥顯俊 | M | APL244 | Rep | 2010-02-03 | 2013-04-23 | |
| 59 | Mao, Wei (SFC:ATD879) 毛威 | ATD879 | Rep | 2009-07-02 | 2012-08-07 | ||
| 60 | McCarron, Ciaran Peter | M | AVE056 | Rep | 2010-05-14 | 2013-04-23 | |
| 61 | McLean, Neil Iain | M | ARB806 | Rep | 2010-02-04 | 2012-12-16 | |
| 62 | Mennesson, Thomas | M | AQX047 | Rep | 2008-12-15 | 2012-06-06 | |
| 63 | Merger, David Sacha | M | AQY418 | Rep | 2010-02-04 | 2012-06-08 | |
| 64 | Montgomery, Alexander James (SFC:ATB717) | M | ATB717 | Rep | 2010-07-12 | 2013-04-23 | |
| 65 | Nakanishi, Hajime 中西基 | AWN423 | Rep | 2010-12-29 | 2013-04-23 | ||
| 66 | Nate, Anthony Joseph | M | AQN997 | Rep | 2008-12-15 | 2013-04-16 | |
| 67 | Neuber, Hye-na | AVH110 | Rep | 2010-06-07 | 2013-04-23 | ||
| 68 | Nguyen, Nicholas Nolan | M | ARJ828 | Rep | 2009-01-12 | 2011-12-09 | |
| 69 | O'Neile, James Finlay | M | ALV097 | Rep | 2010-02-04 | 2013-04-23 | |
| 70 | Omoto, Atsushi | ANU254 | Rep | 2010-11-29 | 2011-11-17 | ||
| 71 | Park, Joohong | AMM131 | Rep | 2009-01-12 | 2013-05-31 | ||
| 72 | Pelham, Miles Christian | 33 | M | APL696 | Rep | 2010-02-04 | 2011-11-19 |
| 73 | Poon, Peter Chi Kin 潘子健 | M | AFP931 | Rep | 2010-02-04 | 2013-04-23 | |
| 74 | Poon, Shuk Fan (SFC:AEE926) 潘淑芬 | AEE926 | Rep | 2010-02-04 | 2013-04-23 | ||
| 75 | Read, Matthew Christopher | M | ARO220 | Rep | 2010-02-04 | 2013-04-23 | |
| 76 | Ryan, Jonathan David (SFC:AGX020) | M | AGX020 | Rep | 2008-12-08 | 2013-04-23 | |
| 77 | Sano, Yoichiro | M | AHD385 | Rep | 2010-02-03 | 2013-04-23 | |
| 78 | Sellen, David Paul | M | ATX502 | Rep | 2010-06-07 | 2011-03-26 | |
| 79 | Spensley, Oliver Giles | M | ASW652 | Rep | 2010-09-06 | 2012-12-09 | |
| 80 | Tam, Jude Ho Yin 譚顥賢 | ALA228 | Rep | 2004-12-03 | 2013-05-31 | ||
| 81 | Thompson, Cormac Joseph | M | ARR528 | Rep | 2010-02-03 | 2012-12-03 | |
| 82 | Tong, Derek Wai Hon 唐偉瀚 | M | ALU283 | Rep | 2010-02-03 | 2012-10-20 | |
| 83 | Watanabe, Junko (SFC:AWN422) | AWN422 | Rep | 2010-12-28 | 2012-04-09 | ||
| 84 | Winspear, Richard Dean | M | ANE084 | Rep | 2010-02-03 | 2013-04-23 | |
| 85 | Wong, Mabel (SFC:APJ995) 黃美寶 | F | APJ995 | Rep | 2010-02-03 | 2013-04-02 | |
| 86 | Wong, Michael Chung Lim 黃仲廉 | M | ACA379 | Rep | 2010-02-03 | 2011-03-01 | |
| 87 | Woo, Michael Hong Da 胡宏達 | M | AAF637 | Rep | 2010-02-03 | 2013-04-23 | |
| 88 | Wright, Richard (SFC:APW591) | M | APW591 | Rep | 2010-07-20 | 2013-04-23 | |
| 89 | Yan, Keren 嚴克任 | ASO944 | Rep | 2010-02-03 | 2011-05-26 | ||
| 90 | Yao, Jack Hsin-Chou 姚信州 | M | APQ725 | Rep | 2008-12-08 | 2012-08-18 | |
| 91 | Yeung, Kei Yuen 楊紀元 | AFC433 | Rep | 2010-06-07 | 2012-07-10 | ||
| 92 | Yeung, Yuk Wah 楊毓華 | AKP792 | Rep | 2010-02-03 | 2013-04-23 | ||
| 93 | Yoshida, Koji (SFC:ASF938) 吉田幸司 | ASF938 | Rep | 2010-02-03 | 2013-04-23 | ||
| 94 | Yu, Amy Hangshin | F | AUJ850 | Rep | 2010-01-04 | 2011-11-17 |
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