Nine Masts Capital Limited 天元資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Schachter, Ron Armin			AUV487	RO	2010-05-11
2	Tu, James Xinjun		M	AJJ210	RO	2010-05-11	2019-07-31
3	Wang, Bing (SFC:ATX770) 王兵			ATX770	RO	2010-05-11

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