OMNIX CAPITAL LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	SFC ID	Role	From	Until
1	Cheng, Stephen Kwok Wai 鄭國偉	41	M	ADS285	RO	2009-03-19
2	Gupta, Rahul (SFC:AGZ998)			AGZ998	Rep	2009-05-21	2011-03-31
3	Ng, Jason W H 伍偉雄		M	AWD539	Rep	2010-11-19	2016-12-30
4	O'Connell, Carl Manning (SFC:AQF131)		M	AQF131	RO	2009-06-16	2012-06-14
5	Penkett, Paul Alexis	40	M	AMQ694	RO	2009-03-19
6	Stopford Sackville, Charlotte Louise		F	AQQ114	Rep	2010-09-16	2012-06-29

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