MASON LAROCHE (HK) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	SFC ID	Role	From	Until
1	Chan, Deirdre 陳敏儀		F	AEM976	RO	2008-02-22	2011-04-07
2	Mason, Stuart Grietens		M	ABM900	RO		2011-08-31
3	Pulinx, Nicolas Emile Jean-Pierre		M	AEO947	RO		2011-04-07

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