De Riva Asia Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	SFC ID	Role	From	Until
1	Ling, Colin Celan 凌思綸		M	ABU679	RO	2010-07-29	2010-09-20
2	Ngo, Tong Heng			AEI530	RO	2010-07-29	2013-06-28
3	Wong, Nelson 黃國重		M	AGT986	RO	2010-07-29	2012-12-17

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