TULLETT PREBON (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	SFC ID	Role	From	Until
1	Khelifi, Amine			AVD507	RO	2010-08-26	2017-06-30
2	Maloney, Patrick (SFC:AVD511)		M	AVD511	RO	2010-08-26	2011-08-25
3	Totton, Craig Thomas		M	AEW306	RO	2010-08-26	2014-09-26

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