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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	SFC ID	Role	From	Until
1	Chow, Wai Man (SFC:ALV215) 周慧敏			ALV215	RO	2009-11-12	2013-12-09
2	Lee, Kwong Wang 李光宏			APJ676	RO	2009-05-04
3	Leung, Vienna Ngai Man 梁藝敏			AOV712	Rep	2007-06-15	2011-05-01

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