GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Chan, Ivan Man Sum 陳文深 37 M AGS453 Rep 2008-07-08 2012-10-08
2 Chan, Ka Wah (SFC:ACT175) 陳家驊 ACT175 Rep 2020-10-31
3 Chan, Kwok Chu 陳國柱 ACV735 Rep 2021-09-30
4 Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 AEZ697 Rep 2008-06-05 2017-11-08
5 Chan, Loi Tak 陳來得 AFG864 Rep 2025-04-16
6 Chan, Ngai 陳藝 APR221 Rep 2007-10-23 2011-05-04
7 Chan, Wai Tung (SFC:ABH394) 陳偉東 ABH394 Rep
8 Chang, Chun Lap 張駿立 ALU225 Rep 2010-02-17 2014-06-15
9 Chang, Wan-Ling 張菀玲 AUP742 Rep 2010-01-22 2017-05-07
10 Chau, Po Shan 周寶山 ACL187 Rep 2019-12-31
11 Chen, Hao (SFC:ATB830) 陳灝 ATB830 Rep 2009-05-29 2011-08-12
12 Chen, Huanyu 陳歡瑜 AUA982 Rep 2009-11-26 2015-07-08
13 Chen, Ying (SFC:ASX209) 陳穎 ASX209 Rep 2009-11-18
14 Chen, Yingying (SFC:AOJ051) 陳盈盈 AOJ051 Rep 2007-01-02
15 Chen, Zhenyuan (SFC:ALZ069) 陳貞媛 ALZ069 Rep 2010-03-03
16 Cheng, Kwai Hung (SFC:ARP177) 鄭桂紅 ARP177 Rep 2008-09-11 2012-05-10
17 Cheung, Ming Hung (SFC:ARD601) 張銘洪 ARD601 Rep 2008-07-25
18 Cheung, Wing Sze (SFC:ALW944) 張穎思 ALW944 Rep 2005-05-18 2022-07-09
19 Chiang, Peter Sze Kit 蔣詩傑 M ACP251 Rep 2012-06-29
20 Chik, Chuk Nor 戚竹娜 AJD283 Rep 2003-09-19 2022-07-31
21 Chu, Yin Man (SFC:ABS053) 朱賢文 ABS053 Rep
22 Chui, Yu Wing 徐汝榮 ADI062 Rep 2006-11-13 2020-09-18
23 Dai, Huiwei 戴惠偉 AMF538 Rep 2007-11-22
24 Feng, Dandan 馮丹丹 ALO316 Rep 2005-02-07 2010-11-04
25 Fung, Wai Man (SFC:ARW739) 馮慧敏 ARW739 Rep 2009-12-10 2010-06-15
26 Gui, Qiongyan 桂琼嫣 ART043 Rep 2008-11-14 2020-07-31
27 Han, Wenyuan 韓文苑 AQC822 Rep 2007-12-31
28 Hon, Kin Chung 韓建中 AQO379 Rep 2008-06-02
29 Huang, Luyao (SFC:AQR396) 黃路遙 AQR396 Rep 2009-10-14 2017-05-20
30 Hui, Yu Cheung 許宇翔 ALB979 Rep 2006-01-16
31 Jiang, Lawrence M ACM894 Rep 2017-02-14
32 Jiang, Lu (SFC:ARU865) 姜璐 ARU865 Rep 2008-12-09 2019-10-25
33 Jiang, Xuxiao 江旭曉 ATI407 Rep 2009-09-02 2012-09-01
34 Jiao, Ying (SFC:AQS661) 焦穎 AQS661 Rep 2008-07-09 2023-10-20
35 Kan, Pinky Lai Ping 簡麗萍 AKY991 Rep 2009-09-11
36 Ke, Yele 柯燁樂 29 F AQA806 Rep 2007-12-31 2010-10-06
37 Kwok, Keung (SFC:AED064) 郭強 AED064 Rep 2014-08-06
38 Lai, Kai Hung 黎啟雄 ABU524 Rep 2021-10-28
39 Lai, Maureen 黎傲雪 F AUU966 Rep 2010-03-22 2020-05-22
40 Lam, Chi Lun 林子麟 ABN461 Rep 2012-04-02
41 Lam, Chuen (SFC:ARN384) 林泉 ARN384 Rep 2008-08-18 2016-05-03
42 Lau, Mei 劉薇 AMX207 Rep 2007-08-16
43 Lee, Benedict Chun Yin 李俊賢 M AQT306 Rep 2009-11-05
44 Lee, Eric Ming Chuan 李明權 49 M ABI189 RO 2021-02-07
45 Li, Guangjie 李光杰 42 M AHH526 RO 2008-06-23 2018-07-06
46 Li, Jean Tan 李丹 AQH516 Rep 2008-01-15 2020-02-19
47 Li, Wen (SFC:APD353) 李雯 APD353 Rep 2007-06-25 2022-10-30
48 Li, Zhun (SFC:AQM198) 李准 AQM198 Rep 2008-02-05 2011-08-20
49 Liang, Jianwen 梁劍文 ATW865 Rep 2010-02-11 2011-07-09
50 Lin, Shijia 林世嘉 AUQ938 Rep 2010-03-19 2011-08-08
51 Liu, Baoman ATL999 Rep 2009-07-28 2017-09-09
52 Liu, Gu 劉谷 AJE163 Rep 2003-11-19 2014-02-27
53 Lo, Wilson Kwong Shun 羅廣信 37 M AFQ413 Rep 2008-11-03 2021-12-19
54 Lou, Simon Wing Chung 羅永頌 M ABI724 Rep 2018-06-15
55 Lu, Lu (SFC:AKX339) 呂露 AKX339 Rep 2004-08-26
56 Lui, David 雷昌年 M ABJ630 Rep 2004-04-06 2011-04-16
57 Luk, Yiu Tong 陸耀棠 ACA597 Rep 2004-12-13 2014-01-03
58 Luo, Lei (SFC:AQF573) 羅磊 AQF573 Rep 2008-01-02 2012-12-12
59 Mak, Winnie (SFC:AAI867) 麥婉儀 F AAI867 Rep 2003-11-08 2021-02-15
60 Ng, Chi Fai (SFC:AQJ964) 吳志暉 AQJ964 Rep 2008-02-26 2019-01-01
61 Ng, Kei Chi 吳琦熾 ALN804 Rep 2009-03-11
62 Ng, Suet Man 吳雪雯 AEK106 Rep 2020-08-31
63 Pan, Ming (SFC:ADU474) 潘明 M ADU474 RO 2007-11-23 2011-04-01
64 Pan, Youdian 潘有典 AJM450 Rep 2005-01-12
65 Peng, Gangxiang 彭港祥 AOA661 Rep 2010-03-01 2013-12-25
66 Rao, Xiuxian 饒秀嫻 ARU871 Rep 2008-12-09 2019-10-25
67 Shen, Yue (SFC:AIH410) 沈悅 AIH410 Rep
68 Shiu, Annie Nga Yan 邵雅恩 F ALD381 Rep 2004-10-11 2018-05-10
69 Sun, Yi Lam 孫意琳 AMS189 Rep 2005-11-16 2020-11-23
70 Tan, Chi Wai 陳志偉 AEE190 Rep 2008-01-16 2011-02-18
71 Tang, Siu Kei (SFC:AGR034) 鄧兆基 AGR034 Rep 2010-05-05
72 Tsoi, Wai Kwong (SFC:AOY483) 蔡偉光 AOY483 Rep 2008-09-22
73 Tsui, Simon Hok Man 崔學民 M AEZ898 Rep 2006-04-21 2022-01-09
74 Tung, Corona Wing Fong 董詠芳 ABN060 Rep
75 Wang, Gang (SFC:AGN326) 王剛 AGN326 Rep 2004-02-05
76 Wang, Han (SFC:AQJ963) 王晗 AQJ963 Rep 2008-01-30 2010-05-15
77 Wang, Nai (SFC:APF192) 王鼐 APF192 Rep 2007-07-03 2010-06-15
78 Wang, Xinyuan (SFC:AQA458) 王昕媛 AQA458 Rep 2009-05-07 2020-01-29
79 Wang, Ya Ya 王婭婭 ARO574 Rep 2008-09-30 2016-10-03
80 Wang, Yifei (SFC:ATE786) 王翼飛 ATE786 Rep 2009-06-22 2015-04-02
81 Wong, Anthony (SFC:AFU754) 黃嘉賢 M AFU754 Rep 2008-11-03 2023-01-30
82 Wong, Tung Ching 王冬青 39 M AGG343 RO 2004-09-10 2023-07-10
83 Wong, Wai Fong (SFC:AFK470) 黃惠芳 AFK470 Rep 2003-08-19 2016-07-12
84 Wu, Hongjian 吳洪健 ALS600 Rep 2005-04-07
85 Wu, Qiong (SFC:AOE681) 吳穹 AOE681 Rep 2006-11-20
86 Xie, Jun (SFC:AOB779) 謝俊 AOB779 Rep 2007-10-15 2017-11-23
87 Xie, Lulu 解露露 APL462 Rep 2007-08-23 2012-12-01
88 Xu, Shihuan 徐世環 AUA983 Rep 2009-11-26 2010-12-31
89 Yang, Dong (SFC:APR493) 楊棟 APR493 Rep 2007-09-27 2010-06-04
90 Yang, Mei (SFC:APS291) 楊媚 APS291 Rep 2007-09-28 2011-07-01
91 Yang, Xi (SFC:AQW339) 楊曦 AQW339 Rep 2008-07-09 2019-10-25
92 Yao, Yao (SFC:ALK994) 姚嶢 ALK994 Rep 2004-11-11 2010-08-07
93 Yau, Deirdre 邱迪怡 F ADS781 Rep 2004-04-06 2021-01-31
94 Yeung, Tze Fung 楊子峰 ACS539 Rep 2010-01-19 2012-05-22
95 Yeung, Wai Cheung 楊偉祥 AFW456 Rep 2006-02-17 2022-09-30
96 Yim, Fung 閻峰 47 M AFP741 RO 2015-07-28
97 Yim, Siu Cheung 閻紹樟 AHF674 Rep 2003-05-06
98 Yin, Raymond Lung 殷龍 M AAE887 Rep 2008-12-01 2011-01-22
99 Yip, Chin Hong 葉展航 APP546 Rep 2007-09-13
100 Yu, Daisy Wing Yi 余穎怡 F AHE833 Rep 2005-12-29
101 Yu, Kwan Fei 虞珺斐 ALU224 Rep 2005-04-28 2021-09-09
102 Zhang, Lingyun (SFC:AJC735) 張凌云 AJC735 Rep 2004-09-23
103 Zhang, Sijun (SFC:AHK260) 張嗣君 AHK260 Rep
104 Zhao, Rui (SFC:ATI408) 趙睿 ATI408 Rep 2009-09-25 2017-08-12

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