Sunrise Brokers (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Aurelle, Antoine Alexandre		M	ATR663	RO	2009-12-09	2019-01-18
2	Baker, Edward James (SFC:AUI994)		M	AUI994	Rep	2009-12-21	2014-04-07
3	Chan, Timothy William		M	ASE221	Rep	2009-12-14	2020-12-18
4	Delrue, Thibault Marc		M	AOJ141	Rep	2009-12-17	2016-01-15
5	Harman, Simon Devereux Clement	41	M	ATR662	RO	2009-12-09	2017-07-05
6	Moses, Anthony Soloman		M	ATR664	Rep	2009-12-15	2024-01-26
7	Roma, Olivier Norbert Gaston		M	AUJ134	Rep	2009-12-21	2011-09-25
8	Tlili, Mourad			AUI990	Rep	2009-12-21	2013-08-16

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