CBRE Clarion Securities HKG Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Ferguson Iii, Thomas Ritson		M	APY420	RO	2008-01-04	2012-05-21
2	Lang, Erik Joseph		M	ARO688	Rep	2008-09-11	2016-12-19
3	Wong, Helen Wai Wah 王偉華		F	AFO820	Rep	2008-02-18	2018-12-31
4	Wong, Nelson Chi Fai 黃志輝		M	ALD664	RO	2008-01-25	2018-12-31

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