Oberweis Asset Management (Asia) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Huang, Xiaobo (SFC:ALZ455) 黃小波			ALZ455	Rep	2008-04-22	2011-07-07
2	Joyce, Patrick Brian		M	APW675	RO	2008-03-06	2013-04-30
3	Oberweis, James Walter		M	APW676	RO	2008-03-06	2013-04-30
4	Shiu, Vanessa Cherlyne Marie 邵芍如		F	ALN492	RO	2008-03-06	2010-11-30
5	Wong, John Chaipeng 王太平		M	AQS128	Rep	2008-03-18	2011-01-14

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