Asia Frontier Investments Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Duong, Dat T			AJD706	RO	2009-10-07	2010-05-31
2	Hugger, Thomas Eugen		M	ACR505	RO	2009-04-28	2010-05-31
3	Lewis, Scott Alexander		M	AFH047	RO	2009-04-28	2009-10-28
4	Ng, Edward Kwan Mang 吳君孟	47	M	ACH553	Rep	2009-06-12	2009-08-04
					RO	2009-08-04	2013-03-04

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