CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 華晉證券資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Shiu, Sammy Kin Keung 蕭健強		M	AAA540	RO	2009-08-28	2015-04-27
2	Wat, Hin Pong 屈顯邦		M	AFB575	RO	2009-08-28	2017-02-03

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