EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Barnert, Radek			AFT510	RO	2008-06-06	2010-06-30
2	Kerridge, Hugh Copeland		M	ALW562	Rep	2009-06-23	2010-06-30
3	Sales, Stephen Anthony (SFC:AQU401)		M	AQU401	RO	2008-06-06	2011-06-06
4	Sarkis, David		M	AJN346	RO	2009-02-06	2009-11-11

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