La Roche & Co Asia Limited 瑞羅亞洲有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Chin, Ching Yap 陳振業		M	AHN831	RO	2008-11-03	2011-10-14
2	Kwong, Chun Chuan 鄺君泉			AAA857	RO	2008-03-05	2010-08-10
3	Law, Sau Fong 羅秀芳		F	ARK831	Rep	2008-08-05	2011-10-14
4	Tam, Denise Wan Rou 譚菀柔		F	AQS365	Rep	2008-03-26	2011-10-14

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