Tora Trading Services Limited (HK)

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Ducker, James Keith		M	AQS133	RO	2008-11-14	2024-06-12
2	Jepsen, Brian P		M	AQS131	RO	2008-11-14
3	Larkin, David Grady		M	AQS132	RO	2008-11-14	2010-02-18
4	Sivapathasundaram, Radeepan			ARF699	Rep	2009-06-09	2009-08-04

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