HAMPTON SECURITIES (ASIA) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Chan, Alex Chi Hung 陳志雄		M	AAB402	RO	2007-04-10	2013-05-20
2	Chan, Jacky Wah Shing 陳華成			AOA417	Rep	2007-05-14	2009-07-20
3	Lam, Daniel Ka Kuen 林家權		M	ANR535	RO	2007-04-10	2013-05-20

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