Wachovia Advisors International Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Antweiler Iii, John Christian		M	ALQ494	RO	2008-06-02	2010-06-30
2	Au, Stephen Wai Ming 區偉明		M	AGV321	Rep	2008-04-14	2009-06-02
3	Goh, Chee Keong			AQM605	Rep	2008-04-11	2010-06-30

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