Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Hwang, Tsorng Huey 黃琮惠		M	AJD698	RO	2009-02-20	2011-11-30
2	Kwok, Henry Hing Vie 郭慶威		M	AFU269	RO	2009-02-20	2010-11-01
3	Yeh, Wei Kuo 葉為國			ALQ531	RO	2009-02-20	2010-05-03

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